Goldman Sachs has been fined USD 1 million for not recording traders' phone calls

Author: Eamonn Sheridan | Category: News

The Commodity Futures Trading Commission (CFTC) levied the fine 

  • swap dealers are required to keep recordings
  • offence occurred in 2014 - seems it was related to a technical issue (recording hardware on the company's phone lines prematurely restarted and failed to record)

I hope they weren't talking about suspicious withholding $$$ from Ukraine, eh? :-D

The Commodity Futures Trading Commission (CFTC) levied the fine 

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